First Gershwin Lecture

Office Hours: Tuesday, 10:30-12, 452 Murray Krieger Hall

 

Upcoming events in the School of the Arts:
A Midsummer Night's Dream, Feb. 18-March 1, March 6-8, 8 PM
Matinee, March 1 and 8, 2 PM
also
Gian Carlo Menotti, The Medium (an that was a hit on Broadway in 1947)
March 13-15, 8 PM
March 16, 2 PM
Tickets available at the box office, School of the Arts, special reduced prices for students

 

Challenge 5. Due 5 AM, Wednesday, February 27. Identify a song that has a clear political message. Type out or cut and paste the lyrics and send them to me with the title of the song. That's the basic challenge. If you want to go farther, and if you have the song as an mp3 file, tell me how I can get a copy (either you could lend me a zip drive or burn it on a CD-Rom or email it). Or if the music is downloadable somewhere on the web, send me the url. If the lyrics are difficult to understand (or in a language other than English), please write them out or provide a translation. IMPORTANT: If you send me a Word file, do not send a .docx file. You have a more recent version of Word than I do, and I won't be able to open it. Save your file in a .doc format.

Want to know about Gershwin or America in the 1920s and 1930s? Before you go to your browser's search engine, try the set of links I've put together on the web resource page in the Bag of Tricks.

So why does a historian want to study on Porgy and Bess?

Because the song-writing team of George and Ira Gershwin has never been beat, I love songs like "They  Can't Take that Away From Me"

 

Because I am a hopeless romantic

Because I love Porgy and Bess. Because tears come to my eyes when I hear the duet in Act II, Scene 1 ("Bess, you is my woman now...") or the end of Act III ("Oh lawd, I'm on my way..."). It is music that moves me very deeply

 

Because the story of the son of Russian Jewish immigrants who became famous as the maker of a uniquely American music in the 1920s and 1930s fascinated me


Summertime variations on YouTube

Because I am a historian and I was really interested in juxtapositions:

Lady Macbeth of Mtsensk, US PREMIERE PROGRAM. Cleveland: A.S. Gilman Co., 1935. First American edition. Lady Macbeth of Mtsensk, or Katerina Ismailova. Libretto program for the first performances outside of Russia. Conducted by Artur Rodzinsky with the Cleveland orchestra. The opera was also performed in New York.

 

  • Ira Gershwin attends New York premier of Shostakovich's opera: "Strangely enough, it reminded me in spots of 'Porgy,' not the music, of course, but the treatment."
  • Shostakovich attends production of Porgy and Bess in Moscow in 1945
    • Compares Gershwin to Modest Mussorsgsky (1839-1881) and Alexander Borodin (1833-1887)
    • The American composer who interests him most
  • Porgy and Bess appears in the same year as Leni Riefenstahl's Triumph of the Will, 2 years before the Degenerate Art exhibition
  • In the 1920s, a very wealth young George Gershwin collects art--Picasso and many others--that the Nazis will prevent Germans from seeing in the 1930s
  • Gershwin is friends with Kurt Weill, Brecht's collaborator on The Three Penny Opera, and meets him in Berlin in 1928
  • Hitler would definitely have hated an opera written by a Jew, performed by African Americans, and featuring a disabled person
  • And I am interested in what I can learn from comparisons:
  • Democratic systems of governance vs. authoritarian regimes
  • Systems in which markets provide one measure of the success of cultural productions vs. state control of the arts
  • Different conceptions of race (Nazi Germany vs. US in the 1930s)
  • Gershwin as a maker who doesn't see himself as a doer? With no revolutionary context, no revolutionary art?

 

And because Gershwin's Porgy and Bess once again raises some familiar central questions:

  • Who gets to make what sort of art?
  • Who judges what's good and bad?

But... I am not a US historian

What it means to "work" on a topic when you teach at a research university

My life as a research scholar or my curriculum vitae (course of my life, but don't worry, my life includes more than this--Soviet pins, Project Runway, lots of theater, an abiding love for American musical theater, cooking, The Wire, Casablanca, The Great Escape, and Part I of The Godfather, much, much more!)

I've gotten merit badges for:

Studies of why peasants hated the Weimar Republic.

Studies of how West Germans reformed Nazi policies about the status of women and the family in the 1950s

Studies of how West Germans were able for so long to deny their responsibility for the Holocaust

And questions I'm now asking that define my "research agenda":

Why did it take West Germans so long to reform laws introduced by the Nazis that dramatically intensified the criminal prosecution of homosexual men?

When Stanley Kramer's move, Judgment at Nuremberg had its world premier in West Berlin in 1961, how was it received by the German public? What did they think of Americans commenting critically on the Nazi justice system?

Why did a famous Nazi film director, Veit Harlan (he made the euthanasia movie to which I referred) make a movie about homosexuality in 1957 in West Germany?

As a research scholar, I also to go conferences and meetings of scholarly professional associations, and I go to other universities where I give seminars to students and faculty on my research.

And if you want the whole story, go to my History Department homepage

 

 

 

  • Your high school AP World or European history teacher was responsible for everything from the cooling of the earth's crust to the day before yesterday
  • University research scholars "work" on a much narrower spectrum.
  • Our job is to make new knowledge that in turn becomes part of textbooks and history books written for a non-specialist, general public (like most of you!).

My list includes nothing about Weimar art and politics or Shostakovich. But I am a student of European history and I knew where to go looking for much more on these topics. (And I know what the capital of Hungary is.) But what about the U.S. and Gershwin? Well, I'm no dope (and I hope you agree), I can walk down the street and chew gum at the same time, and I know how to do research and a cool part about being an academic is that you get paid to learn about new things that interest you

 

Reconstructing my path (I didn't put the research guide together just for you):

  • Grove Music Online (articles and checking for bibliography)
  • Britannica On-line
  • MELVYL (this gets me the entire UC system, not just UCI, Inter-Library Loan works like a charm, and don't forget subject-heading searches,go to details/locations and scroll down)
  • JSTOR (remember to check to look for articles only, play around with search terms, doesn't capture the last five years)
  • Historical Abstracts (because I'm a historian)
  • Project Muse
  • MLA International Bibliography (because lit scholars and scholars who do cultural studies may write on this)
    • Two options: Compile bibliographies or go directly to on-line sources available in our library and print out immediately
    • And for articles in .pdf format, remember to save in case I lose the print-out (happens to me a lot, I am clean, but not neat)
  • WorldCat: One step further and by now I was so into it, I wanted to know about archival sources
  • eMusic: The music matters; how much of it can I find easily?
  • Always play around with subject headings
  • Use subject headings in sources I find
  • Send myself results from library searches
  • Be patient and take the time to print-out articles that are available on line or copy the .pdf file on my computer.
  • Talk to professors who know more a lot about twentieth century America and Gershwin
  • What next?
  • Huge piles of print-outs, surrounded by books, keeping a path free from my desk to the study door
  • Not forgetting to read from the bottom up: What function do footnotes serve?
  • Trying to work systematically but ending up with some articles 2 or 3 times (there went the old growth forests)
  • Read, read, read some more
  • Take excerpts
  • Print out excerpts, use a high-lighter
  • Listen to Porgy and Bess constantly on my mp3 player on the elliptical trainer at 5:15 AM
  • Watching the production video 1, 2, 3, who knows how many times
  • And yes, playing around with Google, finding Gershwin sites (now collected on the Web Resource page), and ok, ok, looking at the Wikipedia entry
  • (And yes, I am still getting in that bike ride to the Back Bay, I've progressed to season three of "The Wire," I've tried a couple more recipes in the North African cookbook, and I can't wait to see who makes it to the runway in Bryant Park.)
  • Along the way, find cool stuff, like the fact that the Library of Congress has a huge collection of Gershwin papers and the original manuscript of the play on which the opera is based

 

Questions that emerged from me:

  • Is Porgy and Bess an opera?
    • Critics are divided, Gershwin calls it a "folk opera"
    • Do categories and genres create hierarchies? Is a "folk opera" not as good as an opera? Is it trivial? Is it more like a musical comedy?
  • Does Porgy and Bess offer a racist depiction of African Americans?
    • Can artists who are not African American represent the experience of African Americans?
    • Who gets to make and do for whom?

But first, what about the bigger context? (Here, I start with a basic survey textbook and the Brittanica, use the bibliographies they offer me, ask colleagues for the best source on any given topics, and yes, do some web surfing)

  • International Context
    • US also enters World War I but only very late, April 6, 1917 (2 days after Lenin returns to Petrograd from Zurich, Switzerland)
    • War doesn't have the same devastating effect as it does in Germany or Russia
    • US anti-Bolshevik and US troops fight Red Army at end of war
    • US isolationism in the 1920s: League of Nations but US pulls back from international involvements
  • Domestic Context:
    • Red Scare associated with fears of eastern European, particularly Jewish, immigrants
    • Immigration curbs by 1924

The Jacob Lawrence, "During the World War there was a great migration North by Southern Negroes." (from The Migration Series, 1940-41)

Research Alert: Jacob Lawrence is a remarkable artist, a very interesting maker. He would be a really interesting subject for a spring research paper. Check out the materials on line at the Whitney Museum of American Art in New York.

  • Great Migration begins in war, continues into 1920s
  • Huge increase in African American population in large urban centers in the north
  • "Red Scare" and "Black Scare" immediately after war
    • Comparative framework: The problem of race in America
  • Fight for Rights for African Americans
    • National Association for the Advancement of Colored People founded in 1909

The NAACP sponsored anti-lynching legislation right after World War I

    • Marcus Garvey, Universal Negro Improvement Association: "African was peopled with a race of cultured black men, who were masters in art, science, and literature... Africa shall be for the black peoples of the world."

    • W.E.B. Dubois

  • The Harlem Renaissance

Langston Hughes

"I, too, sing America"

I, too, sing America
I am the darker brother
They send me to eat in the kitchen
When company comes,
But I laugh
And eat well
And grow strong
Tomorrow,
I'll be at the table
When company comes
Nobldy'll dare
Say top me,
"Eat in the kitchen,"
Then.
Besides,
They'll see how beautiful I am
And be ashamed -
I, too, am America.

(Compare with Walt Whitman's "I Hear America Singing")

Whitman and Hughes, both makers, both fascinating possibilities for a spring research paper topic.

Novelist Zora Neale Hurston (another maker who would be a really interesting subject for a research paper)

  • The Jazz Age

Ethel Waters: Remember "Sweet Georgia Brown" from the lecture on Nazi Art? Hitler may not have liked it, but Gershwin would have traveled to Harlem to hear it

  • Economic prosperity of the 1920s and expansion of consumer culture
  • The Great Depression, Stock Market Crash of 1929
    • Unemployment at 25% by 1932
    • Never below 17% in the 1930s

Margaret Bourke-White

Research Alert: If you're interested in photography, a place to look for a research paper might be the Farm Services Administration. This federally-financed project paid excellent photojournalists to travel across the US during the depression taking pictures of rural scenes.

So what?

  • The late 19th century immigration that brought eastern European Jews--like Gershwin's parents--to the US
  • Porgy and Bess set at turn of century (at the latest, right after World War I, the sources don't agree)
  • Audiences are living in a very different US
  • From Broadway to Harlem is a short subway ride
  • The New York to which Porgy is "on his way" is the New York that many southern blacks have reached by 1935
  • But in the poetry of Langston Hughes and the blues of Ethel Waters we are witnessing the emergence of an African American urban culture created by African Americans
  • The Great Depression means that all Americans confront unemployment and poverty that does not shimmer in the romantic glow of "Catfish Row"

Where does Gershwin fit in?

Your job is to figure this out and tell us how what you learn about Gershwin's life can help us to understand Porgy and Bess

  • Where you trace musical influences in his life before 1935 in the "folk opera" that premiers in that year?
  • Don't forget to use Grove Music Online, the Britannica, and the 3 articles you'll be finding in the Library Discovery Task. And if you want more on Gershwin, remember to start with the links I've put together.

 

My research leads me to the 2 questions I want to raise with you:

  • 1) Has Gershwin written an opera?
  • 2) Is Porgy and Bess racist?

Today: Question 1. Rephrased: What difference do genre labels and categories make?

  • Two responses in the two reviews from your library discovery task:
  • Brook Atkinson, New York Times, October 11, 1935: "Whether or not Mr. Gershwin's score measures up to its intentions as American folk opera lies in Mr. Downes's bailiwick." (You can't understand this if you don't know what bailiwick means.)
  • So Atkinson says: I'm not taking that one on. I have my discipline and I know my limits; he hides behind his Ethos.
  • Olin Downes, New York Times, October 11, 1935:
  • "[H]e has not completely formed his style as an opera composer.
  • "The style is at one moment of opera and another operetta or sheer Broadway entertainment. It goes without saying that many of the songs in the score of 'Porgy and Bess' will reap a quick popularity."
  • "[T]here are... too many songs and 'numbers' which hold back the dramatic development and the treatment of passages of recitative is seldom significant."
  • This isn't Pravda but does it sound like a good review to you? (And ultimately, Gershwin will lose a lot of his own money on the show, and it will not have that long a run. Gershwin will go to Hollywood to make some money. See Shall We Dance! And see it again and again and again.)
  • And add to this one you haven't read:

Virgil Thomson, famous American composer, writing in 1935, says Gershwin tries to write an opera but fails

(Damning with faint praise) "I do not wish to indicate that it is in any way reprehensible of him not to be a serious composer. I only want to define something that we have all been wondering about for some years. It was certain that he was a gifted composer, a charming composer, an exciting and sympathetic composer. His gift and charm are greater than the gifts of the charms of almost any of the other American composers. And a great gift or great charm is an exciting thing. And a gifted and charming composer who sets himself seriously to learn his business is a sympathetic one. I think, however, it is clear by now that Gershwin hasn’t learned his business. At least he hasn’t learned the business of being a serious composer, which one has long gathered to be the business he wanted to learn."

(Can't handle basic elements of opera) "His efforts at recitativo are as ineffective as anything."

(Can the child of Eastern European Jewish immigrants not write opera? Who gets to be a maker and what do they get to make?) "I don't like fake folklore, nor fidgety accompaniments, nor bittersweet harmony, nor six-part choruses, nor gefiltefish* orchestration."

(Gershwin should know his place) "The numbers which have rhymed or jingled lyrics are slick enough in the Gershwin Broadway manner. But his prose declamation is full of exaggerated leaps and unimportant accents. It is vocally uneasy and dramatically cumbersome... As for the development, or musical build-up, there simply isn't any. When he gets hold of a good number he plugs it in. The rest of the time he just makes up what music he needs as he goes along."

(In opera, the music should advance the narrative; it doesn't) "There is little drama in the orchestra and little expression in the melodies, prettily Negroid though they be..."

*gefilte fish--literally stuffed fish--is a typical eastern European Jewish dish made of deboned fish mixed together with meal. The reference would have need no explanation for Thomson's readers.

 

Argument and Counter-Argument

  • Argument of those who say it's not an opera:
    • Gershwin writes tunes that are hummable show tunes, not the stuff of opera Gershwin doesn't use the music to advance the plot
    • Gershwin relies too heavily on "six-part choruses and gefiltefish orchestration."
    • Gershwin has too many styles and you can't classify him
  • Counter-Argument
    • Yes, Gershwin knows a good show tune when he sees one:

Strike up the Band

We fought in 1917
And drove the tyrant from the scene
We're in a bigger better war for your patriotic pastime
We don't know what we're fighting for,
But we didn't know the last time
So load the cannon, draw the blade
C'mon and join the big parade

(Politically critical musical, American cheese makers uses his influence to make the US go to war against Switzerland. It's revealed that he uses substandard milk, and to avoid embarrassment, he becomes a pacifist. Too late: The US has already invaded Switzerland. Hotel owners are delighted because they can jack up their prices.)

    • But he also knows plenty about classical music
    • His friends and associates include Darius Milhaud, Igor Stravinsky, Ernst Krenek, and Kurt Weill (Brecht's collaborator on Three Penny Opera and Gershwin's inspiration for Strike up the Band), accompanies Maurice Ravel to Harlem

Gershwin approaches Stravinsky in Pairs in 1928 and asks if he can study composition with him. Stravinsky asks him what he earns. Gershwin responses "a hundred thousand dollars a year--maybe two hundred thousand." Stravinsky: "Well, then, in that case perhaps it is I who out to study with you."

 

Research alert: And any of those composers--Milhaud, Stravinsky, Krenek, Weill, Ravel--could be a maker who could be a focus for your spring research paper.

    • Gershwin studies composition until he leaves for Hollywood in the late 1930s: He knows what separates musical theater from classical music.
    • Like Shostakovich, Gershwin knows that "Opera is above all a vocal production... in opera music should play the principal and deciding role..." (Shostakovich)

Hearing the Evidence

  • Example 1: How Gershwin uses music to advance the plot
  • "Catfish Row" is a community on the brink of dissolution. At the turn-of-the-century--barely a generation away from slavery--southern blacks were longed for a life with worries, but many would soon be taking a boat--or more likely--a train to New York, and "Catfish Row" would be a thing of the past.
  • So how does the music convey this?
  • Summertime
  • Act 1, Scene 1, DVD Ch. 2, sung by Clara to her baby... right before the crap game that will result in the death of Robbins, and Clara will be dead by
  • Reprised in Act II, Scene 4, sung by Clara to her baby during the storm , by the end of this act, Clara will have vanished
  • Reprised in Act III, Scene 1, DVD Ch. 25, Bess sings it to Clara's baby, she longs to be integrated into the community, but the scene will end in violence as Porgy murders Crown
  • Thesis: Gershwin has effectively mastered a central element of opera by using a repeated motif to develop a central plot element.

 

  • Example 2: What Bess sings
  • Use of music to develop character: Compare Bess with Katerina. Bess has lovely lyrical music to sing, but it is never her music. She has no motif. She must sing with the chorus ("Oh the train is at the station," Act I, Scene 2, Ch. 10 of DVD) together with a man (e.g., "I wants to stay here", Act II, Scene 3, DVD Ch. 22), or she sings Clara's song ("Summertime," Act III, Scene 1, DVD, Ch. 25). This musical choice reinforces the theme of Bess as a dependent woman who is unable to shape her own identity.
    • (Other comparisons with Katerina, the female voice under a late appearance of Sonyetka. Bess is part of a community of women--Clara, Serena, Maria. And their acceptance of Bess is crucial to her integration into the community.)

Example 3: Use of Recitative

What's the problem? The choice not to let some people sing is deliberate (more on this in the next lecture, but think about who doesn't sing); elsewhere the use of recitative is no clumsier--and often more elegant--than in other operas.

 

 

  • Example 4: Are hummable tunes a crime? Should Verdi, Bizet, and Delibes also be on Broadway, not in opera houses?
  • Counter Examples:
  • Verdi's Rigoletto, La donna é mobile (Oh, woman is fickle) (Act III)
  • Bizet, Carmen, La habanera (And if you like Carmen, it'd be a great focus for a research paper)
  • Leo Delibes, Lakme (story is set in colonial India, a different sort of folk tale?)
  • And too folky?
  • Aaron Copland, "Billy the Kid" (1938)

 

  • Example 5: How can six-part choruses, "prettily negroid melodies," and "musical build up" tell a very compelling story:
  • Act II, Scene 4, Begins Chapter 24 of the DVD (Note: How did you stage the end of Act II, Scene 2? Does Crown rape Bess? Does she willingly go off with him into the woods?)
  • Choral music: Call and response, the "shouting" that Gershwin heard when he visited Charleston
  • Goes into spiritual, "Oh, Doctor Jesus"
  • Reprise of summertime
  • Music of storm seques into into spiritual, "Oh, dere's somebody knockin' at de do'..."
  • Crown enters, recitative
  • Red-headed woman... and chorus is seduced into singing it, back to Act I, Scene 1, and Jasbo Brown's.
  • Crown's exits into storm, question of Porgy's masculinity on the line
  • The music conveys the story:
  • Community in transition... from gospel to a red-headed woman and Jasbo Brown's. The chorus is seduced by the music--as Bess will be seduced by Sportin' Life.
  • Elemental forces of nature that shape African American life
  • Reprise of Summertime and longing for imagined community
  • Effective use of recitative
  • Reliance on choral works: This is an opera about a community. The community appears as a character in song in ways that it cannot on the page of Dubose Heyward's novel or in the stage version. Gershwin fully exploits the genre--the genre of opera. (And compare the chorus in Porgy and Bess and Lady Macbeth of the Mtsensk District.)

What difference do the categories make?

  • If it ain't an opera, it won't play in opera houses
  • If it doesn't play in opera houses, amazingly talented operatically trained African American singers won't sing in those houses
  • And if it's written off as "low culture," more Broadway than the Metropolitan Opera (probably the premier opera house in the United States), then Gershwin remains an outsider, not a "serious" composer
  • We don't need an American Pravda to tell us it isn't opera; we have the New York Times and Virgil Thomson

Why doesn't Gershwin fight back? Why a "folk opera" instead of an opera?

(The photograph of Gerswhin is by Carl van Vechten. Van Vechten, white, was a promoter of some of the most important figures in the Harlem Renaissance and introduced Gershwin into this cultural scene. His photography of artists, musicians, and writers is famous. Another possible subject for a research paper?)

The pragmatic response:

  • Gershwin writes (New York Times, October 20, 1935): "The reason I did not submit this work to the usual sponsors of opera in America was that I hoped to have developed something in American music that would appeal to the many rather than to the cultured few."
  • Gershwin gets that the genre labels conveys meaning; he wants to avoid that meaning

 

Race in America: African Americans have appeared on Broadway, but they haven't appeared at the Metropolitan Opera

Marian Anderson, a highly trained classical musician, sings on the steps of the Lincoln Memorial in 1939 because the Daughters of the American Revolution won't allow her to sing in front of an integrated audience in a huge concert hall they control in Washington, D.C. Anderson performed to a crowd of 75,000.

  • Getting the opera performed is more important than insisting that it is an opera

 

The aesthetic (political?) response:

  • Gershwin writes (in something you haven't read) in 1926 in "Jazz Is the Voice of the American Soul": "I do not know what the next decade will disclose in music. No composer knows. But to be true music it must repeat the thoughts and aspirations of the people and the time. My people are Americans. My time is today."
  • The label Folk is another way of saying that it is uniquely American.
  • In German, Volk=people=nation. Gershwin has written an opera of and for the people and the nation.

But... is it racist?

  • Virgil Thomson also write: "Folklore subjects recounted by an outsider are only valid as long as the folk in question is unable to speak for itself, which is certainly not true of the American Negro in 1935."

What do you think?

  • Dodging the question by hiding behind disciplinary walls:
  • Lawrence Starr, Professor of Music at University of Wahington, Seattle: "This is a thorny issue, and, as a musicologist, I cannot begin to treat the matter thoroughly, being neither a sociologist nor a student of Afro-American culture."
  • Bob Moeller, Professor of History at the University of California, Irvine: "As Lawrence Starr, a noted musicologist has said, [t]his is a thorny issue,' and no more than Starr am I a sociologist nor a student of Afro-American culture. But equipped with the research skills I've acquired in the Humanities Core Course, an inquisitive mind, and the belief that disciplinary boundaries should not prevent us from addressing even the thorniest of issues, I'll try to offer my thoughts in the next lecture."